Unclaimed
Richard Fitzer has been in the financial industry for over 40 years. Richard is a Registered Representative and Investment Advisor Representative for Commonwealth Financial Network. He is a licensed professional with a variety of certifications, including Chartered Financial Consultant. Richard holds both the Series 6, 7, 22, 24, 63, and 65 licenses. He is a member of FINRA. Richard's previous employment includes positions with MML Investors Services, LLC and Massachusetts Mutual Life Insurance Company. His current branch office is located in Creve Coeur, Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/17/2013 - Present
Commonwealth Financial Network (CREVE COEUR MO)
MO
08/09/1984 - 01/22/2013
MML INVESTORS SERVICES, LLC (CHESTERFIELD MO)
NA
06/04/1982 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
IA
Issued 12/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
BC
Issued 10/15/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/03/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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