Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Costas is a financial advisor with Charles Schwab & CO., Inc. located in Austin, TX. Richard has over 20 years of experience in the financial industry. Richard has worked at Charles Schwab & CO., Inc. since 2007 and has held various roles within the firm. Prior to joining Charles Schwab & CO., Inc., Richard worked at 401(K) INVESTMENT SERVICES, INC. and Janus Distributors, Inc. Richard is registered to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
01/11/2008 - Present
Charles Schwab & CO., Inc. (Austin TX)
TX
01/22/2008 - 12/31/2008
401(K) INVESTMENT SERVICES, INC. (AUSTIN TX)
TX
04/04/2001 - 12/31/2007
401(K) INVESTMENT SERVICES, INC. (AUSTIN TX)
CO
09/24/1998 - 03/02/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 08/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/24/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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