Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Arther Philipps is a registered representative with FHN Financial Securities Corp. located in Hartsdale, NY. Richard has been in the financial industry since 1986. Prior to joining FHN Financial Securities Corp., Richard worked at UBS Securities LLC, PaineWebber Incorporated, Kidder, Peabody & Co. Incorporated, and Drexel Burnham Lambert Incorporated. Richard holds Series 3, 7, and 63 licenses, as well as the SIE. Richard is currently registered in California, Colorado, Connecticut, District of Columbia, Florida, Massachusetts, Minnesota, New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/02/2008 - Present
FHN Financial Securities Corp. (Hartsdale NY)
CT
10/31/2000 - 12/03/2008
UBS SECURITIES LLC (STAMFORD CT)
NJ
01/11/1995 - 01/12/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/02/1990 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
03/24/1986 - 03/05/1990
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 04/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1988
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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