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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Warren Flecca is a financial advisor with International Assets Advisory, LLC. Richard has been in the industry since June 4, 1996 and has worked for several other financial institutions. Richard holds Series 7 and Series 63 licenses and has experience working with high-net-worth individuals, corporations or other businesses and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
12/06/2019 - Present
International Assets Investment Management, LLC (ORLANDO FL)
FL
02/01/2019 - 12/12/2019
CETERA ADVISORS LLC (MAITLAND FL)
FL
01/04/2016 - 02/27/2019
WELLS FARGO CLEARING SERVICES, LLC (CASSELBERRY FL)
FL
07/02/2012 - 01/14/2016
LPL FINANCIAL LLC (ORLANDO FL)
FL
11/07/2008 - 07/06/2012
AMERIPRISE FINANCIAL SERVICES, INC. (ORLANDO FL)
FL
09/08/2006 - 11/11/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ORLANDO FL)
FL
07/09/2004 - 09/22/2006
MORGAN STANLEY DW INC. (ORLANDO FL)
MO
07/26/2002 - 07/13/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
09/11/2000 - 08/12/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NY
06/05/1996 - 09/12/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 5/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/7/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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