Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Planto is a financial advisor with over 37 years of experience in the industry. Richard is a registered representative with Osaic Wealth, Inc., and has been working with the firm since June 2024. Richard has a wide range of experience in providing financial advice, including portfolio management, financial planning, and pension consulting. Prior to joining Osaic Wealth, Inc., Richard worked at Securities America, Inc., for over three years. Richard holds the Series 6, 7, 24 and 63 licenses. Richard is committed to providing personalized financial advice to help his clients reach their financial goals. Richard has a strong track record of success in helping clients achieve their investment objectives. Richard is a dedicated and experienced financial advisor who is committed to helping his clients succeed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (VICTOR NY)
TX
10/26/2020 - 06/14/2024
SECURITIES AMERICA, INC. (SAN ANTONIO TX)
TX
05/31/1994 - 11/12/2020
SECURIAN FINANCIAL SERVICES, INC. (SAN ANTONIO TX)
NA
04/28/1994 - 05/20/1994
MIMLIC SALES CORPORATION
NA
11/19/1987 - 04/29/1994
G. R. PHELPS & CO., INC.
NA
12/20/1985 - 09/11/1987
BMA FINANCIAL SERVICES, INC.
BC
Issued 02/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/19/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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