Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Antonio Failoo-velasquez is a financial professional with over 2 years of experience in the financial services industry. Richard is currently registered with Key Investment Services LLC. Richard has a strong track record of providing financial advice and investment management services to clients. Richard is passionate about helping clients achieve their financial goals and is committed to providing them with the highest level of service. Richard holds Series 63, 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CT
01/08/2025 - Present
KEY Investment Services LLC (Glastonbury CT)
CT
05/15/2023 - 07/12/2024
WELLS FARGO CLEARING SERVICES, LLC (EAST HARTFORD CT)
CT
09/02/2022 - 04/18/2023
KEY INVESTMENT SERVICES LLC (Ellington CT)
IA
Issued 07/05/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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