Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Vinci has been in the financial services industry since 2001 and is currently registered with Pickwick Capital Partners, LLC in New York. Richard Vinci is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is also registered with the state of Nebraska. Richard Vinci holds the Series 63, Series 24, SIE, Series 7, Series 22, and Series 62 licenses. Richard Vinci has previously worked at CFG Capital Markets, LLC, First National Capital Markets, Newbury, Piret & Co., Inc., Daiwa Securities America Inc., Wien & Malkin Securities Corp., and Alex. Brown & Sons Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/08/2013 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
MD
01/10/2011 - 12/12/2011
CFG CAPITAL MARKETS, LLC (BALTIMORE MD)
IA
08/21/2007 - 02/12/2009
FIRST NATIONAL CAPITAL MARKETS (DES MOINES IA)
MA
09/10/2001 - 07/13/2007
NEWBURY, PIRET & CO., INC. (BOSTON MA)
NY
10/08/1998 - 05/17/2001
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
NY
06/08/1998 - 11/09/1998
WIEN & MALKIN SECURITIES CORP. (NEW YORK NY)
NA
02/05/1997 - 08/21/1997
ALEX. BROWN & SONS INCORPORATED
BC
Issued 05/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/05/1998
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/04/1997
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Vinci is the right advisor for you? Invested Better is here to help.
