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Richard Anthony Tira

Purshe Kaplan Sterling Investments

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About Richard Anthony Tira

Richard Anthony Tira is a financial advisor with over 20 years of experience in the financial services industry. Richard is currently registered with Purshe Kaplan Sterling Investments. Richard has held previous positions with LPL FINANCIAL LLC, Cambridge Investment Research, Inc., VOYA FINANCIAL ADVISORS, INC., and Locust Street Securities, Inc. Richard holds a Series 6, Series 63, and SIE license.

Firm Information

Richard Tira is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Tira’s Registration & Firm History

NY

08/16/2024 - Present

Purshe Kaplan Sterling Investments (ALBANY NY)

PA

05/20/2023 - 08/16/2024

LPL FINANCIAL LLC (WILLIAMSPORT PA)

PA

07/17/2020 - 05/23/2023

CAMBRIDGE INVESTMENT RESEARCH, INC. (williamsport PA)

PA

01/01/2004 - 07/24/2020

VOYA FINANCIAL ADVISORS, INC. (WILLIAMSPORT PA)

IA

11/02/2000 - 01/01/2004

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

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Licenses & Designations

BC

Issued 11/16/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Anthony Tira. Review regulatory record here.
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