Unclaimed
Richard Anthony Thomas is a financial professional with over 20 years of experience in the industry. He has held various roles at several firms, including VALIC Financial Advisors, Inc. and The Variable Annuity Marketing Company. Richard is currently registered with Farmers Financial Solutions, LLC. Richard Thomas is a licensed insurance and securities professional with expertise in investment company products, variable contracts, and general securities. He is also a registered principal. Richard is committed to providing clients with personalized financial advice and guidance. He is dedicated to helping clients achieve their financial goals and build a secure financial future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
02/12/2010 - Present
Farmers Financial Solutions, LLC (YUMA AZ)
TX
11/15/2001 - 02/06/2003
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
11/15/2001 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NE
07/23/1997 - 11/05/2001
SPECTRUM CAPITAL, INC. (OMAHA NE)
BC
Issued 02/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/08/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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