Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sorrentino is a financial professional with over 50 years of experience in the industry. Richard is currently registered with Paulson Investment Co. LLC in Hazlet, NJ. Richard has also held previous positions at a number of firms including Celadon Financial Group LLC, Buckman, Buckman & Reid, Inc., Canaccord Genuity Inc. and Collins Stewart Inc. Richard has a wide range of experience in the financial services industry and holds a number of licenses and certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
01/30/2021 - Present
Paulson Investment Co. LLC (Hazlet NJ)
NJ
06/13/2018 - 02/17/2020
PAULSON INVESTMENT COMPANY LLC (Hazlet NJ)
NJ
07/01/2016 - 01/17/2018
CELADON FINANCIAL GROUP LLC (CHATHAM NJ)
NJ
02/26/2015 - 07/07/2016
BUCKMAN, BUCKMAN & REID, INC. (LITTLE SILVER NJ)
NJ
01/06/2014 - 06/24/2014
BUCKMAN, BUCKMAN & REID, INC. (SHREWSBURY NJ)
NY
03/16/2012 - 12/20/2013
CANACCORD GENUITY INC. (NEW YORK NY)
CA
08/01/2007 - 01/23/2013
CANACCORD GENUITY SECURITIES LLC (SAN FRANCISCO CA)
NY
06/12/2006 - 01/15/2008
COLLINS STEWART INC. (NEW YORK NY)
NY
06/12/2006 - 01/03/2007
COLLINS STEWART (SECURITIES) INC. (NEW YORK NY)
NY
01/08/2005 - 12/05/2006
TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)
NY
03/18/2003 - 02/03/2005
BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)
NY
11/06/2002 - 03/21/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
01/01/1998 - 03/21/2003
RBC DOMINION SECURITIES CORPORATION (NEW YORK NY)
NY
06/14/1995 - 11/25/1997
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
03/25/1993 - 03/15/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
NJ
04/21/1992 - 04/20/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/14/1990 - 04/02/1992
UBS SECURITIES INC. (NEW YORK NY)
NA
01/06/1977 - 03/13/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NA
02/06/1976 - 01/06/1977
DREXEL BURNHAM & CO. INCORPORATED
NA
11/20/1969 - 07/07/1976
DOYLE, O'CONNOR & CO., INC.
NA
09/30/1975 - 03/07/1976
ALLEN & CO INC
NA
06/24/1972 - 02/06/1976
DREXEL BURNHAM & CO. INCORPORATED
BC
Issued 06/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/29/1977
PC - AMEX Put and Call Exam
BC
Issued 11/17/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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