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Richard Anthony Sabec

Capital Client Group, Inc.

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About Richard Anthony Sabec

Richard Sabec is a registered investment advisor representative with Capital Client Group, Inc. Richard's career in the financial services industry spans over 28 years. He holds Series 7, Series 24, Series 26, and Series 66 licenses and has experience with the American Funds. Richard is also registered to provide investment advisory services in several states.

Firm Information

Richard Sabec is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Richard Sabec’s Registration & Firm History

CA

05/22/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

NJ

05/17/2000 - 01/13/2004

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

OH

08/23/1994 - 05/15/2000

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

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Licenses & Designations

BOTH

Issued 11/24/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/16/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/30/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Anthony Sabec.
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