Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Riva is an investment advisor representative at Balboa Wealth Partners, Inc. Richard has been working in the financial services industry since 1993 and holds Series 7, 24, 63 and 65 securities licenses. Richard has experience working with various financial services firms including Wells Fargo Investments, LLC, Balanced Security Planning, Inc., and LPL Financial LLC. Richard specializes in working with high-net-worth individuals, individuals other than high-net-worth, pension and profit sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AZ
08/21/2024 - Present
Balboa Wealth Partners, Inc. (SCOTTSDALE AZ)
CA
07/06/2023 - 08/28/2023
BALANCED SECURITY PLANNING, INC. (NEWPORT BEACH CA)
CA
10/10/2003 - 08/10/2023
LPL FINANCIAL LLC (NEWPORT BEACH CA)
CA
05/02/2001 - 10/07/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
11/19/1993 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OR
08/30/1993 - 11/19/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
IA
Issued 04/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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