Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ranone is a financial advisor with over 30 years of experience in the financial services industry. Richard is currently registered with Janney Montgomery Scott LLC and is licensed to provide investment advice in several states including Texas, Rhode Island, and New York. Richard has been working with Janney Montgomery Scott LLC since 2016. Previously, Richard worked with Wells Fargo Advisors, LLC, Prudential Securities Incorporated, Dean Witter Reynolds Inc., and Shearson Lehman Hutton Inc. Richard holds several professional designations including Certified Financial Planner and has passed various securities exams including Series 3, 7, 9, 10, 63, and 65. Richard specializes in providing financial planning, pension consulting, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
RI
01/28/2016 - Present
Janney Montgomery Scott LLC (Warwick RI)
RI
07/01/2003 - 01/29/2016
WELLS FARGO ADVISORS, LLC (PROVIDENCE RI)
NY
05/03/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/27/1990 - 05/04/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
02/08/1988 - 03/12/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
05/21/1987 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 05/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/21/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1987
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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