Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Anthony Petrosky is a financial advisor with over 25 years of experience in the financial services industry. Richard is currently registered with HSBC Securities (USA) Inc., where he has worked since 2017. Before that, Richard worked at J.P. Morgan Securities Inc. and PaineWebber Incorporated. Richard holds a number of licenses and certifications, including Series 6, 7, 9, 10, 63, 65, and 66. Richard is dedicated to providing his clients with personalized financial advice and guidance. Richard has worked with a variety of clients, including high-net-worth individuals, corporations, and pooled investment vehicles. Richard is also a registered investment advisor in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/23/2022 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
04/25/2000 - 07/10/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NJ
07/14/1993 - 11/25/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/23/1993 - 07/14/1993
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 03/05/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1992
Series 7 - General Securities Representative Examination
BC
Issued 08/26/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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