Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Anthony Perry has been a financial advisor since 1999 and is currently registered with LPL Financial LLC. Richard has held positions at several financial institutions, including UBS Financial Services Inc., National Securities Corporation, Wells Fargo Advisors Financial Network, LLC, Wachovia Securities, LLC, Prudential Securities Incorporated, and Securities Service Network, Inc. Richard is a licensed Investment Advisor Representative in New Jersey, South Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
01/14/2022 - Present
LPL Financial LLC (RUMSON NJ)
NJ
01/15/2016 - 01/21/2022
NATIONAL SECURITIES CORPORATION (RUMSON NJ)
NJ
12/02/2011 - 01/26/2016
UBS FINANCIAL SERVICES INC. (RED BANK NJ)
NJ
12/07/2007 - 12/06/2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (AVON BY THE SEA NJ)
NJ
07/01/2003 - 12/07/2007
WACHOVIA SECURITIES, LLC (SPRING LAKE NJ)
NY
06/21/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TN
03/03/1999 - 04/26/1999
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
IA
Issued 07/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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