Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Farquharson is an investment professional with over 20 years of experience in the financial services industry. Richard currently works at PFS Investments Inc. in Richmond, Virginia. Prior to joining PFS Investments Inc., Richard worked at Capital Brokerage Corporation in Glen Allen, Virginia and Salomon Smith Barney Inc. in New York, New York. Richard specializes in investment company products and has earned the Series 6, Series 7, Series 63, and Series 65 licenses. Richard is registered in Virginia and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
VA
01/01/2010 - Present
PFS Investments Inc. (RICHMOND VA)
VA
01/02/2003 - 05/06/2003
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NY
07/20/2000 - 06/20/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 01/23/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/30/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Farquharson is the right advisor for you? Invested Better is here to help.
