Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Desich is a financial advisor who has been working in the industry since 1997. Richard is currently registered with Etc Brokerage Services, LLC. Richard has been with Etc Brokerage Services, LLC since 2012. Previously, Richard worked with Mid-Ohio Securities Corp and Dean Witter Reynolds Inc. Richard holds Series 7, 24, 55, 57TO and SIE licenses. Richard is licensed in Ohio, Texas, and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
01/04/2012 - Present
ETC Brokerage Services, LLC (Westlake OH)
OH
08/27/1997 - 07/17/2013
MID-OHIO SECURITIES CORP (ELYRIA OH)
NY
11/03/1997 - 02/24/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 03/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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