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Richard Anthony Ciuba

Argus Investors' Counsel, Inc.

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About Richard Anthony Ciuba

Richard Ciuba is a Registered Investment Advisor with Argus Investors' Counsel, Inc. Richard has worked as a Registered Investment Advisor since 2013 and prior to that was a Financial Advisor with HD Vest Investment Services and Edward Jones. Richard is a Series 65, 63 and 66 licensed advisor. He is also licensed as a General Securities Principal.

Firm Information

Richard Ciuba is currently registered with Argus Investors' Counsel, Inc.. Argus Investors' Counsel, Inc. is a New York-based investment advisor with 6 Investment Adviser Representatives and 5 Investment Advisory Functions. The firm manages approximately $164,146,702 in regulatory assets under management for 286 accounts, primarily for individuals, other investment advisors, and charitable organizations. The firm provides portfolio management for individuals and businesses.
Argus Investors' Counsel, Inc.

61 BROADWAY

NEW YORK, NY 10006-2761

$164.15M

Assets Under Management

21

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see the "miscellaneous" section of schedule d.

Please see the "miscellaneous" section of schedule d.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Ciuba’s Registration & Firm History

NY

03/28/2023 - Present

Argus Investors' Counsel, Inc. (New York NY)

NJ

03/26/2014 - 05/01/2019

HD VEST INVESTMENT SERVICES (BORDENTOWN NJ)

NJ

03/28/2013 - 02/24/2014

H.D. VEST INVESTMENT SERVICES (BORDENTOWN NJ)

MO

02/20/2013 - 02/28/2013

EDWARD JONES (ST. LOUIS MO)

NJ

07/09/2001 - 06/28/2012

CME BD SERVICES, INC. (SOUTH BRUNSWICK NJ)

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Licenses & Designations

IA

Issued 09/01/2020

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 02/22/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/22/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard Anthony Ciuba.
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