Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Anthony Brautigam is a financial advisor with Fidelity Brokerage Services LLC, located in Stamford, CT. Richard has been in the industry for over 2 years. He is licensed to conduct business in 22 states. Richard previously worked at J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/17/2023 - Present
Fidelity Brokerage Services LLC (STAMFORD CT)
NY
02/04/2022 - 04/25/2023
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 03/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/04/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Richard Brautigam is the right advisor for you? Invested Better is here to help.
