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Richard Angelo Stallone

RAS Capital Services, Inc.

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About Richard Angelo Stallone

Richard Angelo Stallone is an investment advisor representative at RAS Capital Services, Inc. Richard has been in the financial services industry since 1985. Richard has passed the Series 6, Series 7, Series 63 and Series 65 exams. Previously, Richard was employed by Raymond James Financial Services, Inc, UBS Financial Services Inc, The Dreyfus Service Corporation, Shearson Lehman Hutton Inc, Fahnestock & Co. Inc, Laidlaw Adams & Peck Inc, and Integrated Resources Equity Corporation.

Firm Information

Richard Stallone is currently registered with RAS Capital Services, Inc.. RAS Capital Services, Inc. is an investment advisor with 1 investment advisor representative and 1 investment advisory function. The firm manages approximately $52,000,000 in assets for 10 clients, including high-net-worth individuals and individuals other than high-net-worth. Their services include portfolio management for individuals.

$52.00M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Stallone’s Registration & Firm History

CT

10/09/2021 - Present

RAS Capital Services, Inc. (WILTON CT)

CT

02/11/2005 - 07/16/2009

RAYMOND JAMES FINANCIAL SERVICES, INC. (WILTON CT)

NJ

02/10/1997 - 02/23/2005

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

03/06/1992 - 02/10/1997

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

NA

07/14/1987 - 05/22/1989

SHEARSON LEHMAN HUTTON INC.

NA

11/26/1986 - 06/23/1987

FAHNESTOCK & CO. INC.

NA

10/16/1985 - 12/10/1986

LAIDLAW ADAMS & PECK INC.

NA

03/06/1985 - 08/26/1985

INTEGRATED RESOURCES EQUITY CORPORATION

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Licenses & Designations

IA

Issued 09/22/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/06/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/06/1993

Series 7 - General Securities Representative Examination

BC

Issued 03/04/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard Angelo Stallone.
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