Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Federico is a securities professional with experience in the financial services industry. Richard is currently registered with SG Americas Securities, LLC and holds Series 7, 79TO, and SIE licenses. Richard is licensed in 52 states. Richard's previous experience includes a role at VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/09/2022 - Present
SG Americas Securities, LLC (NEW YORK NY)
NC
02/06/2014 - 06/30/2015
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 04/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/11/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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