Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Andrew Smith is a financial advisor with American Century Investment Services Inc. Richard is registered in 51 states and the District of Columbia. Richard has been in the financial services industry since 2014. Prior to joining American Century Investment Services Inc., Richard was employed by Goldman, Sachs & Co. Richard has passed the Series 7, Series 63, Series 24, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
08/11/2015 - Present
American Century Investment Services Inc. (MORRISTOWN NJ)
NY
02/13/2013 - 04/21/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 02/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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