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Richard Andrew Rhoads

Frontier Solutions, LLC

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About Richard Andrew Rhoads

Richard Andrew Rhoads has been in the financial services industry since 1997. Richard is currently registered with Frontier Solutions, LLC and has been with the firm since 2010. Richard has held previous registrations with Maymont Partners, Inc., James River Securities Corp., Deutsche Banc Alex. Brown Inc., DB Alex. Brown LLC, Scott & Stringfellow, Inc., Oppenheimer & Co., Inc. and Morgan Stanley & Co., Incorporated. Richard holds Series 63, 7, 24 and SIE licenses and holds a Uniform Investment Adviser Law Examination (Series 65).

Firm Information

Richard Rhoads is currently registered with Frontier Solutions, LLC. Frontier Solutions, LLC is a Limited Liability Company formed in May 2005. The firm is registered in 47 states and is SEC-registered.

Not reported

Assets Under Management

Not reported

Total Clients

47

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Rhoads’s Registration & Firm History

VA

05/10/2010 - Present

Frontier Solutions, LLC (RICHMOND VA)

VA

09/25/2002 - 05/10/2010

MAYMONT PARTNERS, INC. (RICHMOND VA)

VA

01/07/2002 - 04/07/2002

JAMES RIVER SECURITIES CORP. (MANAKIN-SABOT VA)

NY

01/13/2001 - 01/18/2002

DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)

MD

08/18/2000 - 01/13/2001

DB ALEX. BROWN LLC (BALTIMORE MD)

VA

10/27/1997 - 08/13/1998

SCOTT & STRINGFELLOW, INC. (RICHMOND VA)

NY

03/27/1997 - 06/05/1997

OPPENHEIMER & CO., INC. (NEW YORK NY)

NY

07/07/1994 - 10/25/1996

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/03/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/20/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/06/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Andrew Rhoads.
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