Unclaimed
Richard Matyas is a financial professional registered with North Capital Private Securities Corp. in Utah and Illinois. Richard is a Series 7 and 63 licensed individual who holds the Series 55 and 57TO as well as the Securities Industry Essentials Examination certifications. Richard joined North Capital Private Securities Corp. in 2013 and has prior experience at Capitol Securities Management, Inc., LaSalle St Securities, L.L.C., Brewer Financial Services, LLC and Uhlmann Price Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
10/08/2013 - Present
North Capital Private Securities Corp. (SALT LAKE CITY UT)
VA
06/07/2011 - 11/01/2011
CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)
IL
01/21/2009 - 06/08/2009
LASALLE ST SECURITIES, L.L.C. (CHICAGO IL)
IL
06/22/2005 - 02/26/2009
BREWER FINANCIAL SERVICES, LLC (CHICAGO IL)
IL
09/09/2004 - 02/24/2005
UHLMANN PRICE SECURITIES, LLC (SKOKIE IL)
IL
01/28/2004 - 09/03/2004
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
IL
05/23/2000 - 07/08/2002
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
BC
Issued 09/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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