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Richard Andrew Matyas

North Capital Private Securities Corp.

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About Richard Andrew Matyas

Richard Matyas is a financial professional registered with North Capital Private Securities Corp. in Utah and Illinois. Richard is a Series 7 and 63 licensed individual who holds the Series 55 and 57TO as well as the Securities Industry Essentials Examination certifications. Richard joined North Capital Private Securities Corp. in 2013 and has prior experience at Capitol Securities Management, Inc., LaSalle St Securities, L.L.C., Brewer Financial Services, LLC and Uhlmann Price Securities, LLC.

Firm Information

Richard Matyas is currently registered with North Capital Private Securities Corp.. North Capital Private Securities Corp. is a Corporation formed in May 2010 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Matyas’s Registration & Firm History

UT

10/08/2013 - Present

North Capital Private Securities Corp. (SALT LAKE CITY UT)

VA

06/07/2011 - 11/01/2011

CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)

IL

01/21/2009 - 06/08/2009

LASALLE ST SECURITIES, L.L.C. (CHICAGO IL)

IL

06/22/2005 - 02/26/2009

BREWER FINANCIAL SERVICES, LLC (CHICAGO IL)

IL

09/09/2004 - 02/24/2005

UHLMANN PRICE SECURITIES, LLC (SKOKIE IL)

IL

01/28/2004 - 09/03/2004

LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)

IL

05/23/2000 - 07/08/2002

LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)

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Licenses & Designations

BC

Issued 09/22/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/22/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Andrew Matyas.
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