Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Link is a financial advisor with Janney Montgomery Scott LLC. Richard has been in the financial services industry since 1989. Richard is registered with the state of South Carolina and Texas to provide both Broker-Dealer and Investment Adviser services. Prior to Janney Montgomery Scott LLC, Richard was with Truist Investment Services, Inc. and BB&T Securities, LLC. Richard holds the Series 3, 7, 9, 10, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
SC
04/21/2023 - Present
Janney Montgomery Scott LLC (Mt. Pleasant SC)
SC
02/17/2021 - 08/06/2021
TRUIST INVESTMENT SERVICES, INC. (MT. PLEASANT SC)
VA
01/02/2013 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
SC
01/16/2009 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (MT. PLEASANT SC)
NY
02/21/2006 - 02/09/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
10/24/2000 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MA
01/01/1998 - 10/31/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
06/07/1993 - 01/01/1998
NATIONSSECURITIES
MA
04/13/1992 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NA
01/23/1985 - 02/16/1988
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
IA
Issued 09/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2013
Series 3 - National Commodity Futures Examination
BC
Issued 04/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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