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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Andrew Kelly is a financial advisor with over 17 years of experience in the financial industry. Richard Andrew Kelly is currently registered with Morgan Stanley in Shrewsbury, NJ. Richard Andrew Kelly is also registered as an Investment Advisor Representative in Texas. Previously, Richard Andrew Kelly was registered with PNC INVESTMENTS in Pittsburgh, PA. Richard Andrew Kelly also has prior experience with PNC CAPITAL MARKETS LLC, and WACHOVIA SECURITIES, LLC. Richard Andrew Kelly holds a Series 7, Series 63, and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
02/20/2020 - Present
Morgan Stanley (Shrewsbury NJ)
PA
01/19/2011 - 06/24/2011
PNC INVESTMENTS (PITTSBURGH PA)
PA
05/17/2004 - 12/31/2008
PNC CAPITAL MARKETS LLC (PITTSBURGH PA)
MO
03/28/2002 - 06/03/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IA
Issued 06/21/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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