Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Andrew Cobe is a registered representative with LPL Financial LLC. Richard is also a registered investment advisor in New Jersey and New York. Richard's career began in the financial services industry on 8/15/2002. Richard is licensed to offer securities and investment advisory services in 15 states. Richard is based in Paramus, NJ. The information for this profile is based on publicly available data. This information is provided for informational purposes only, and does not constitute an offer or solicitation of securities, investment advisory, or other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
08/03/2021 - Present
LPL Financial LLC (PARAMUS NJ)
NY
05/13/2008 - 12/11/2009
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NJ
10/20/2004 - 05/06/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (FORT LEE NJ)
NY
08/15/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 08/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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