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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Andrew Christensen is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Richard has been in the financial services industry since 2008 and has a wide range of experience in providing investment advice. Richard holds the Series 7, Series 31, Series 65, Series 66, Series 9, and Series 10 licenses. Richard is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Richard provides investment advice to a variety of clients, including individuals, corporations, and institutions. Richard's firm has a strong commitment to providing clients with personalized financial planning and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/29/2018 - Present
Wells Fargo Advisors Financial Network, LLC (WESTLAKE VILLAGE CA)
MO
10/14/2011 - 08/28/2018
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
05/10/2012 - 01/02/2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
01/20/2011 - 10/25/2011
TRUSTMONT FINANCIAL GROUP, INC. (FENTON MO)
MO
06/01/2009 - 06/15/2010
MORGAN STANLEY SMITH BARNEY (CHESTERFIELD MO)
MO
08/27/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHESTERFIELD MO)
MO
04/14/2008 - 06/03/2008
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 08/25/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/13/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/19/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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