Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Alton Watnik is a financial advisor currently working with Janney Montgomery Scott LLC. Richard has been in the financial services industry since October 29, 2016. Richard is registered with FINRA (Financial Industry Regulatory Authority) and holds licenses in Series 63 and 65, along with Series 7 and SIE exams. Richard is registered to provide investment advisory services in Pennsylvania. Richard’s previous experience includes positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
05/05/2023 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
NJ
10/12/2016 - 06/20/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
07/28/2015 - 12/23/2015
AXA ADVISORS, LLC (NEW YORK NY)
IA
Issued 05/04/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Watnik is the right advisor for you? Invested Better is here to help.
