Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Domenick is a financial advisor with over 30 years of experience in the industry. Richard has been registered with LPL Financial LLC since August 2023. Prior to that, Richard worked at ALLSTATE FINANCIAL SERVICES, LLC, MORGAN STANLEY DW INC., PRUDENTIAL SECURITIES INCORPORATED, PRUCO SECURITIES CORPORATION and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Richard holds a Series 6, 7, 63 and 65 licenses and the SIE exam. Richard is currently licensed in California, Florida, Montana, Ohio and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/10/2023 - Present
LPL Financial LLC (ROSEVILLE CA)
CA
08/22/2001 - 05/18/2023
ALLSTATE FINANCIAL SERVICES, LLC (Rocklin CA)
NY
09/03/1999 - 08/20/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/27/1996 - 09/07/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
09/22/1989 - 02/21/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/22/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 06/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Domenick is the right advisor for you? Invested Better is here to help.
