Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Weiner is an investment advisor representative and financial advisor with over 20 years of experience in the financial industry. He is currently registered with LPL Financial LLC and has previously worked with a number of other firms, including Wells Fargo Clearing Services, LLC, CUNA Brokerage Services, Inc., and Prudential Securities LLC. Richard holds a Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. He serves clients in Alabama, Alaska, Florida, Georgia, Illinois, Indiana, Kansas, Maryland, Montana, New York, North Carolina, Pennsylvania, South Carolina, Texas, Vermont and West Virginia. Richard provides a range of financial services, including financial planning, portfolio management, investment advisory, and consulting. Richard's mission is to help clients achieve their financial goals through personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
10/15/2024 - Present
LPL Financial LLC (Ft Lauderdale FL)
FL
05/28/2021 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Margate FL)
SC
08/13/2015 - 04/08/2020
WELLS FARGO CLEARING SERVICES, LLC (CAYCE SC)
MD
02/27/2015 - 07/10/2015
PRUCO SECURITIES, LLC. (Hunt Valley MD)
MD
05/30/2014 - 02/20/2015
AXA ADVISORS, LLC (COLUMBIA MD)
MA
10/20/2004 - 03/18/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
06/20/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MD
03/26/1999 - 01/17/2003
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
03/29/1993 - 03/30/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 02/06/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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