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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Schaefer is a financial advisor with Cambridge Investment Research Advisors, Inc. Richard has been working in the industry since 1995, having worked previously for Lincoln Financial Securities Corporation and MONY Securities Corp. Richard is registered with FINRA and holds several industry licenses. He is currently active as a Registered Representative in Texas and is also registered as an Investment Advisor Representative in Texas. Richard offers a variety of services to his clients, including financial planning, pension consulting, educational seminars, market timing services, selection of other advisers, portfolio management for businesses and individuals. Richard is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
03/16/2009 - Present
Cambridge Investment Research Advisors, Inc. (PFLUGERVILLE TX)
TX
11/25/1997 - 03/17/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (PFLUGERVILLE TX)
NY
07/26/1995 - 11/24/1997
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 05/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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