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Richard Allen Sandman

Edward Jones

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About Richard Allen Sandman

Richard Allen Sandman is a financial advisor currently registered with Edward Jones. Richard has been working in the financial services industry for over 30 years. Richard has held various positions at several companies before joining Edward Jones, including Silver Oak Securities, The O.N. Equity Sales Company, Transamerica Financial Advisors, Capital Brokerage Corporation, Allianz Life Financial Services, MFS Fund Distributors, Fidelity Investments Institutional Services Company, and Fidelity Brokerage Services. Richard is licensed to conduct business in several states, including Arizona, Florida, Indiana, Kentucky, Missouri, Ohio, and Pennsylvania. Richard holds Series 6, 7, 24, 63, and 66 licenses. Richard specializes in retirement planning, college savings, estate planning, and insurance. Richard's previous work experience includes roles at Humana Inc, Ohio National Financial Services, and Self Employed.

Firm Information

Richard Sandman is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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Richard Sandman’s Registration & Firm History

KY

04/08/2019 - Present

Edward Jones (LOUISVILLE KY)

TN

06/30/2017 - 08/02/2018

SILVER OAK SECURITIES, INCORPORATED (JACKSON TN)

KY

09/12/2014 - 07/01/2015

THE O.N. EQUITY SALES COMPANY (Goshen KY)

KY

05/10/2012 - 06/02/2014

TRANSAMERICA FINANCIAL ADVISORS, INC (LOUISVILLE KY)

VA

08/10/2006 - 06/17/2010

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

MN

06/17/2002 - 08/15/2006

ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)

MA

05/19/1999 - 06/11/2002

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

RI

05/28/1992 - 04/29/1999

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

06/12/1987 - 05/20/1992

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 02/06/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/14/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/29/1996

Series 24 - General Securities Principal Examination

BC

Issued 08/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

BC

Issued 06/11/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Richard Allen Sandman.
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