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Richard Allen Purkiss

Purkiss Capital Advisors, LLC

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About Richard Allen Purkiss

Richard Purkiss is an Investment Advisor Representative associated with Purkiss Capital Advisors, LLC, a Registered Investment Advisor with the State of Connecticut, and is also registered in Texas. Richard Purkiss has been in the industry since 1984 and has extensive experience in the financial industry. Richard Purkiss also serves as Board Chair and a member of the Investment Committee of the Wooster School, overseeing their endowment at Vanguard. Richard Purkiss specializes in portfolio management for individuals and businesses, financial planning and selection of other advisors. Richard Purkiss's firm, Purkiss Capital Advisors, LLC, manages over $514 million in assets for individual clients.

Firm Information

Richard Purkiss is currently registered with Purkiss Capital Advisors, LLC. Purkiss Capital Advisors, LLC is an investment advisor registered with the SEC, providing financial planning, portfolio management for individuals, and selection of other advisors. The firm manages approximately $514,181,672 in regulatory assets for 290 clients, primarily high-net-worth individuals and individuals other than high-net-worth. They have 3 investment advisor representatives and 1 advisor rep for other investment advisors.

$514.18M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Purkiss’s Registration & Firm History

CT

09/24/2019 - Present

Purkiss Capital Advisors, LLC (RIDGEFIELD CT)

NY

06/20/1994 - 08/13/1998

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

03/06/1984 - 03/21/1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/24/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/11/1996

Series 24 - General Securities Principal Examination

BC

Issued 06/10/1988

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 12/30/1994

Series 3 - National Commodity Futures Examination

BC

Issued 06/23/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard Allen Purkiss.
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