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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Norkun has over 48 years of experience in the financial services industry. Richard is a Registered Representative and Investment Advisor Representative with Osaic Wealth, Inc. Richard is also the Managing Member of Richard A. Norkun & Associates, LLC. Richard's previous experience includes positions with FSC Securities Corporation, Commonwealth Equity Services, Inc., Advantage Capital Corporation, Advest, Inc., The Minnesota Mutual Life Insurance Company, and American General Capital Distributors, Inc. Richard is licensed in 17 states and holds the Series 1, 7, 24, 63, 72, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
07/23/2019 - Present
Osaic Wealth, Inc. (Farmington CT)
NH
12/03/1996 - 08/01/2018
FSC SECURITIES CORPORATION (WESTMORELAND NH)
MA
11/02/1994 - 12/03/1996
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
GA
06/13/1977 - 11/03/1994
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NA
01/21/1977 - 07/01/1977
ADVEST, INC.
NA
04/11/1975 - 04/12/1977
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY
NA
06/18/1974 - 02/14/1977
AMERICAN GENERAL CAPITAL DISTRIBUTORS, INC.
BC
Issued 07/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1977
Series 7 - General Securities Representative Examination
BC
Issued 06/13/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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