Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Nixon is a financial advisor with over 35 years of experience in the industry. Richard is registered with Cambridge Investment Research Advisors, Inc. and has held previous positions with AVANTAX INVESTMENT SERVICES, INC., INTERPACIFIC INVESTORS SERVICES, INC., THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, LINCOLN NATIONAL PENSION INSURANCE COMPANY, CORPORATE SECURITIES GROUP, INC., and W. S. GRIFFITH & CO., INC. Richard holds Series 6, 7, 24, and 63 licenses. Richard is also a Chartered Financial Consultant. Richard specializes in working with individuals, high net worth individuals, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
GA
12/01/2020 - Present
Cambridge Investment Research Advisors, Inc. (Marietta GA)
GA
01/23/1992 - 12/08/2020
AVANTAX INVESTMENT SERVICES, INC. (Marietta GA)
WA
09/12/1987 - 12/15/1990
INTERPACIFIC INVESTORS SERVICES, INC. (SEATTLE WA)
IN
01/03/1989 - 01/10/1990
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
11/25/1987 - 01/03/1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
NA
11/20/1986 - 12/07/1987
CORPORATE SECURITIES GROUP, INC.
NA
12/24/1984 - 11/21/1986
W. S. GRIFFITH & CO., INC.
BC
Issued 11/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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