Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lucas is a financial advisor with over 17 years of experience in the financial industry. Richard is currently registered with Country Capital Management Co. in Hillsboro, Oregon. Richard has held previous positions with STATE FARM VP MANAGEMENT CORP., MORGAN STANLEY DW INC. and UBS PAINEWEBBER INC. Richard holds a Series 63, 66, 26, SIE, 6, 31 and 7 licenses. Richard's experience spans a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OR
01/06/2016 - Present
Country Capital Management Co. (Hillsboro OR)
IL
03/04/2008 - 11/30/2015
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NY
01/16/2003 - 01/06/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
08/07/2001 - 12/17/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BC
Issued 03/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/24/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/28/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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