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Richard Allen Hoover

Nylife Securities LLC

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About Richard Allen Hoover

Richard Hoover has been in the financial industry since October 15, 1984. Richard is currently registered with Nylife Securities LLC. Richard holds the following licenses: Series 6, Series 63, and SIE. Richard has 6 active state registrations, including Iowa, Kansas, Missouri, Oklahoma, South Dakota, and Virginia.

Firm Information

Richard Hoover is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Hoover’s Registration & Firm History

KS

10/16/1984 - Present

Nylife Securities LLC (WICHITA KS)

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Licenses & Designations

BC

Issued 04/04/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Allen Hoover. Review regulatory record here.
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