Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ganim is a financial advisor with over 27 years of experience in the financial industry. Richard is currently registered as an Investment Advisor Representative with Stratos Wealth Partners, Ltd. in Ohio, Louisiana, and Texas. Previously, Richard was registered with MSI Financial Services, Inc., H. Beck, Inc., Multi-Financial Securities Corporation, Legacy Financial Services, Inc., Questar Capital Corporation, Charter One Securities, Inc., Locust Street Securities, Inc., Linsco/Private Ledger Corp., Independent Financial Securities, Inc., NatCity Investments, Inc., and PaineWebber Incorporated. Richard holds a Series 63, Series 65, Series 7, and Series 24 license. Richard specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, corporations, high-net-worth individuals, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
OH
02/16/2017 - Present
Stratos Wealth Partners, Ltd. (BROADVIEW HEIGHTS OH)
OH
06/16/2010 - 02/23/2017
MSI FINANCIAL SERVICES, INC. (BROADVIEW HEIGHTS OH)
OH
11/11/2009 - 06/10/2010
H. BECK, INC. (BRECKSVILLE OH)
OH
07/18/2007 - 11/12/2009
MULTI-FINANCIAL SECURITIES CORPORATION (BRECKSVILLE OH)
OH
02/03/2004 - 07/18/2007
LEGACY FINANCIAL SERVICES, INC. (BRECKSVILLE OH)
MN
06/12/2002 - 01/29/2004
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
OH
03/15/1999 - 06/19/2002
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
IA
12/09/1998 - 03/15/1999
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
SC
05/26/1998 - 12/02/1998
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
10/17/1997 - 03/23/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
OH
10/02/1997 - 03/10/1998
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
IA
05/05/1995 - 10/03/1997
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NJ
03/03/1994 - 01/07/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 03/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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