Unclaimed
Richard Frueh has been in the financial industry since April 10, 1986 and is currently registered with Skyway Capital Markets, LLC. Richard is registered with the state of Florida, New York, Michigan, Georgia, Colorado and California. Richard has a wide range of experience in the financial industry, having worked for several firms throughout his career. Richard has held Series 3, 4, 7, 24, 42, 63, 66, 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/30/2022 - Present
Skyway Capital Markets, LLC (TAMPA FL)
NJ
02/12/2020 - 08/29/2022
ALEXANDER CAPITAL, L.P. (RED BANK NJ)
FL
03/28/2018 - 02/12/2020
CORINTHIAN PARTNERS, L.L.C. (Tampa FL)
FL
10/30/2015 - 03/31/2016
IFS SECURITIES (Tampa FL)
FL
03/24/2010 - 10/30/2015
J.P. TURNER & COMPANY, L.L.C. (TAMPA FL)
FL
04/08/1997 - 03/30/2010
GUNNALLEN FINANCIAL, INC (TAMPA FL)
FL
02/20/1996 - 03/19/1997
SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)
CA
08/15/1995 - 12/08/1995
W.J. GALLAGHER & COMPANY, INC. (PASADENA CA)
CO
11/27/1990 - 07/27/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
CO
05/01/1985 - 12/04/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
NA
08/16/1983 - 05/23/1984
FIRST INTERWEST SECURITIES CORPORATION
NA
01/19/1983 - 08/15/1983
BLINDER, ROBINSON & CO.,INC.
BOTH
Issued 08/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/1986
Series 24 - General Securities Principal Examination
BC
Issued 08/14/1985
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 42 - Registered Options Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1992
Series 3 - National Commodity Futures Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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