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Richard Allen Frueh

Skyway Capital Markets, LLC

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About Richard Allen Frueh

Richard Frueh has been in the financial industry since April 10, 1986 and is currently registered with Skyway Capital Markets, LLC. Richard is registered with the state of Florida, New York, Michigan, Georgia, Colorado and California. Richard has a wide range of experience in the financial industry, having worked for several firms throughout his career. Richard has held Series 3, 4, 7, 24, 42, 63, 66, 99 and SIE licenses.

Firm Information

Richard Frueh is currently registered with Skyway Capital Markets, LLC. Skyway Capital Markets, LLC is a Limited Liability Company formed in September 2002. The firm is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Frueh’s Registration & Firm History

FL

08/30/2022 - Present

Skyway Capital Markets, LLC (TAMPA FL)

NJ

02/12/2020 - 08/29/2022

ALEXANDER CAPITAL, L.P. (RED BANK NJ)

FL

03/28/2018 - 02/12/2020

CORINTHIAN PARTNERS, L.L.C. (Tampa FL)

FL

10/30/2015 - 03/31/2016

IFS SECURITIES (Tampa FL)

FL

03/24/2010 - 10/30/2015

J.P. TURNER & COMPANY, L.L.C. (TAMPA FL)

FL

04/08/1997 - 03/30/2010

GUNNALLEN FINANCIAL, INC (TAMPA FL)

FL

02/20/1996 - 03/19/1997

SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)

CA

08/15/1995 - 12/08/1995

W.J. GALLAGHER & COMPANY, INC. (PASADENA CA)

CO

11/27/1990 - 07/27/1995

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

CO

05/01/1985 - 12/04/1990

THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)

NA

08/16/1983 - 05/23/1984

FIRST INTERWEST SECURITIES CORPORATION

NA

01/19/1983 - 08/15/1983

BLINDER, ROBINSON & CO.,INC.

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Licenses & Designations

BOTH

Issued 08/23/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/25/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/22/1986

Series 24 - General Securities Principal Examination

BC

Issued 08/14/1985

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 42 - Registered Options Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/1992

Series 3 - National Commodity Futures Examination

BC

Issued 01/15/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 12 public disclosures for Richard Allen Frueh. Review regulatory record here.
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