Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Foster is an investment advisor representative who has been in the financial services industry since 2000. Richard is currently registered with Raymond James & Associates, Inc. in Florida. Previously, Richard was registered with E*TRADE SECURITIES LLC, BROWNCO, LLC, FAHNESTOCK & CO. INC., and H&R BLOCK FINANCIAL ADVISORS, INC. Richard is licensed to provide financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/26/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
02/09/2006 - 11/29/2007
E*TRADE SECURITIES LLC (TAMPA FL)
MA
01/13/2004 - 05/08/2006
BROWNCO, LLC (BOSTON MA)
NY
06/07/2002 - 09/09/2002
FAHNESTOCK & CO. INC. (NEW YORK NY)
MI
11/08/2000 - 06/12/2002
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 09/09/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2024
Series 24 - General Securities Principal Examination
BC
Issued 08/08/2005
Series 4 - Registered Options Principal Examination
BC
Issued 07/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/05/2022
Series 99TO - Operations Professional Examination
BC
Issued 08/21/2021
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/07/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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