linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Allen Cheever

Purshe Kaplan Sterling Investments

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Allen Cheever

Richard Cheever is a financial advisor at Purshe Kaplan Sterling Investments in Los Altos, CA. Richard has been in the financial services industry since 1992. Richard holds Series 7, 6, 63, 66, 8 and 87 licenses. Richard has previous experience at firms such as Royal Alliance Associates, Inc. and SunTrust Robinson Humphrey, Inc.

Firm Information

Richard Cheever is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Cheever’s Registration & Firm History

CA

10/19/2021 - Present

Purshe Kaplan Sterling Investments (Los Altos CA)

CA

11/18/2019 - 02/09/2021

ROYAL ALLIANCE ASSOCIATES, INC. (SACRAMENTO CA)

CA

09/05/2007 - 05/05/2014

SUNTRUST ROBINSON HUMPHREY, INC. (SAN FRANCISCO CA)

DE

08/08/2007 - 01/23/2008

AQUILLIAN INVESTMENTS, INC. (CLAYMONT DE)

CA

11/06/2001 - 07/26/2005

COLLINS & COMPANY, LLC (MILL VALLEY CA)

TX

02/10/1992 - 06/29/1999

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

IL

09/05/1990 - 01/10/1992

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

NJ

02/17/1989 - 06/09/1989

FIRST INVESTORS CORPORATION (EDISON NJ)

Not sure if Richard Allen Cheever is right for you?

Licenses & Designations

BC

Issued 01/27/2020

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 09/17/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/20/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 11/18/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/14/2019

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/21/2003

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 11/05/2001

Series 7 - General Securities Representative Examination

BC

Issued 02/14/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Allen Cheever.
Not sure if Richard Allen Cheever is right for you?