Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Cascais is a financial advisor with Bbva Securities Inc. Richard has been in the industry since July 22, 2005. Richard is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in all 50 states. Richard holds the Series 7, Series 24, Series 63, and SIE licenses. Richard is a licensed securities principal. Richard was previously employed by ITAU BBA USA SECURITIES, INC. and FINANTIA USA LTD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/04/2014 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
11/15/2007 - 09/02/2014
ITAU BBA USA SECURITIES, INC. (NEW YORK NY)
NY
07/14/2005 - 11/06/2007
FINANTIA USA LTD (NEW YORK NY)
BC
Issued 09/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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