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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Baird is a financial advisor with LPL Financial LLC. Richard has been in the industry since 1993. Richard's office is located in IRVING, TX. Richard is registered as a broker-dealer in 17 states and is also registered as an investment advisor in North Carolina and Texas. Richard has a wide range of experience in the financial services industry, including experience working with high-net-worth individuals, corporations, and retirement plans. Richard is committed to providing his clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
12/09/2010 - Present
LPL Financial LLC (IRVING TX)
TX
11/14/2003 - 09/08/2009
ASSOCIATED SECURITIES CORP. (IRVING TX)
TX
10/08/1998 - 12/31/2004
BAIRD MANAGEMENT CORPORATION (IRVING TX)
TX
06/15/1998 - 12/31/1998
RETIREMENT INVESTMENT GROUP (HOUSTON TX)
MO
08/05/1997 - 06/04/1998
FFP SECURITIES, INC. (CHESTERFIELD MO)
TX
05/20/1996 - 08/14/1997
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
NC
12/14/1993 - 06/05/1996
XCU CAPITAL CORPORATION, INC. (RALEIGH NC)
IA
Issued 11/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/15/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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