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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Allan Thompson is a financial advisor at Resonant Capital Advisors, LLC in Madison, WI. Richard has been in the financial services industry since 1992, previously working with LPL FINANCIAL LLC, SII INVESTMENTS, INC., MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and FIRSTAR INVESTMENT SERVICES,INC. Richard holds the Series 7, Series 63, and Series 66 licenses and is also a CERTIFIED FINANCIAL PLANNER™ and a CHARTERED FINANCIAL ANALYST®. Richard provides financial planning, investment management, and institutional and business consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment, institutional and business consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
10/23/2018 - Present
Resonant Capital Advisors, LLC (Madison WI)
WI
02/14/2018 - 12/18/2018
LPL FINANCIAL LLC (MADISON WI)
WI
07/12/2012 - 02/14/2018
SII INVESTMENTS, INC. (MADISON WI)
WI
06/01/2009 - 07/17/2012
MORGAN STANLEY SMITH BARNEY (MADISON WI)
WI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MADISON WI)
WI
08/13/2004 - 04/02/2007
MORGAN STANLEY DW INC. (MADISON WI)
NY
01/12/2004 - 08/18/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
12/17/1992 - 04/19/1999
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
BOTH
Issued 01/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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