Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Allan Shaw is a financial professional with over 35 years of experience in the financial services industry. Richard is currently registered with Cetera Investment Advisers LLC and serves clients from the firm's West Boylston, MA office. Prior to joining Cetera, Richard was registered with Investors Capital Corp. in West Boylston, MA and New England Securities in New York, NY, among other firms. Richard holds Series 6, 7, 63 and 65 licenses and the SIE designation. Richard is also a Chartered Financial Consultant. Richard's clients include individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Richard specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MA
03/21/2024 - Present
Cetera Investment Advisers LLC (WEST BOYLSTON MA)
MA
06/12/2003 - 10/03/2016
INVESTORS CAPITAL CORP. (WEST BOYLSTON MA)
NY
09/29/1999 - 06/09/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
06/25/1991 - 10/07/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
12/08/1986 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
12/08/1986 - 12/31/1990
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 6/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/5/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/23/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/4/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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