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Richard Allan Olson

First Trust Portfolios LP

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About Richard Allan Olson

Richard Olson is a financial advisor with over 40 years of experience in the financial services industry. Richard is currently registered with First Trust Portfolios LP in Wheaton, Illinois. Richard has passed the Series 7, Series 24, and Series 63 exams and holds registrations in Illinois, Nebraska and Washington. Richard has previously worked at Van Kampen Merritt Inc. in Houston, Texas.

Firm Information

Richard Olson is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Olson’s Registration & Firm History

IL

07/29/1991 - Present

First Trust Portfolios LP (WHEATON IL)

TX

12/01/1976 - 05/17/1991

VAN KAMPEN MERRITT INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 09/29/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/10/1992

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/1976

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Allan Olson. Review regulatory record here.
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