Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Heleen is a financial advisor with Benjamin F. Edwards & Company, Inc. Richard has been in the financial services industry since 1994. Richard has experience working with clients of all types, including individuals, businesses, charitable organizations, and retirement plans. Richard is registered to provide investment advice in 15 states, and has a Series 7, Series 6, Series 63 and Series 66. Prior to joining Benjamin F. Edwards & Company, Inc., Richard was employed by Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Richard can provide a range of financial services to help you meet your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
11/16/2020 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
ME
01/01/2008 - 11/18/2020
WELLS FARGO CLEARING SERVICES, LLC (BANGOR ME)
ME
02/10/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BANGOR ME)
NY
03/09/2002 - 02/18/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
04/01/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
MN
10/31/1997 - 04/07/1999
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
AZ
11/27/1995 - 11/05/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
ME
04/29/1994 - 11/28/1995
LIVADA SECURITIES, INC. (PORTLAND ME)
BOTH
Issued 08/02/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/12/1993
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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