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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Allan Comeau is a financial advisor with over 30 years of experience in the financial industry. He currently works at Morgan Stanley. Richard has experience working at other prominent firms including J.P. Morgan Securities LLC, Barclays Capital Inc., Goldman, Sachs & Co., and Lehman Brothers Inc. Richard has also worked with Prudential Securities Incorporated, Gruntal & Co. Incorporated, and Alex. Brown & Sons Incorporated. Richard specializes in providing investment advice and portfolio management services to individuals, high-net-worth individuals, institutions, corporations and other businesses. Richard has a wide range of experience and is committed to providing personalized financial advice to meet the specific needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
07/02/2020 - Present
Morgan Stanley (Miami FL)
FL
11/14/2014 - 07/07/2020
J.P. MORGAN SECURITIES LLC (Miami FL)
NY
10/19/2009 - 11/21/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/26/2005 - 10/22/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
01/28/2003 - 07/28/2005
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
01/14/2000 - 01/29/2003
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/11/1998 - 02/11/2000
WARBURG DILLON READ LLC (NEW YORK NY)
MD
09/01/1997 - 07/17/1998
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
06/25/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
04/25/1994 - 06/13/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/08/1991 - 05/02/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
03/05/1986 - 03/29/1989
SHEARSON LEHMAN HUTTON INC.
NA
07/23/1985 - 12/10/1985
UNIVERSAL SECURITIES OF AMERICA, INC.
IA
Issued 09/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2008
Series 3 - National Commodity Futures Examination
BC
Issued 04/02/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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