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Richard Alfred Saitta

Spartan Capital Securities, LLC

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About Richard Alfred Saitta

Richard Saitta is a financial advisor with over 25 years of experience in the industry. Richard is currently registered with Spartan Capital Securities, LLC and is licensed to provide investment advice in 16 states. Previously, Richard was affiliated with several other firms, including Regal Securities, Inc., Brookstreet Securities Corporation, Cardinal Capital Management, Inc., Emerson Bennett & Associates, VTR Capital, Inc., and Monroe Parker Securities, Inc. Richard holds the Series 7, Series 24, Series 63 and SIE licenses.

Firm Information

Richard Saitta is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Saitta’s Registration & Firm History

NY

11/19/2016 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

NY

07/30/2007 - 12/09/2016

REGAL SECURITIES, INC. (ARMONK NY)

NY

09/23/2004 - 07/31/2007

BROOKSTREET SECURITIES CORPORATION (HARRISON NY)

FL

11/06/2001 - 09/23/2004

CARDINAL CAPITAL MANAGEMENT, INC. (MIAMI FL)

FL

03/31/1998 - 12/31/2001

EMERSON BENNETT & ASSOCIATES (FT. LAUDERDALE FL)

NY

12/22/1997 - 02/18/1998

VTR CAPITAL, INC. (NEW YORK NY)

NY

08/07/1995 - 12/23/1997

MONROE PARKER SECURITIES, INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 08/14/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Richard Alfred Saitta. Review regulatory record here.
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